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Tag: securities and exchange commission

LuciavSECDecision
Case Explainer

Lucia v. Securities and Exchange Commission (Decided June 21, 2018)

SEC judges must be formally appointed because they have significant authority.

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Lucia v SEC
Case Explainer

Lucia v. Securities and Exchange Commission (Argument April 23, 2018)

Are the SEC judges “Officers,” which would require them to be formally appointed?

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DigitalRealtyTrustvSomers
Case Explainer

Digital Realty Trust v. Somers

Paul Somers was Vice President of Digital Realty Trust. He reported potential securities law violations to upper management, then got fired. Can Somers claim whistleblowing protection under Dodd-Frank?

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